Maxine Corry
Dayjob Limited
The Big Peg
120 Vyse Street
Birmingham B18 6NF
England
T: 0044 123 456 7890
E: info@dayjob.com


PERSONAL SUMMARY

An ambitious individual who can ensure that all compliance regulations are met on time every time. Maxine can be the gatekeeper of all your compliance related issues. She can drive continuous process efficiencies and improvements across all functions to deliver maximum value for money. One of her key skills is her ability to make decisions on the information available, which may not always in black and white. You can rely on her to accurately advise organizations on industry requirements and standards. At the moment she works for …………, where she spends a lot of her time using spreadsheets and working with numbers to find what she is looking for. With her senior managers she has a reputation for setting high standards and striving for excellence in everything she does. During her long career she has got to work closely with financial professionals from a noncompliance background. Aside from her technical competencies she is someone who appreciates the value of joining forces and working in partnership with others to accomplish goals. At this stage of her career, she would like to join an exciting company that has high hopes for the future.

 

CAREER HISTORY

COMPLIANCE ANALYST – Start Date – Present
Employers name – Location
Responsible for taking ownership of all internal and external compliance related matters, including documenting actions and drafting requirements.

Duties;

  • Ensuring the company pays the right fees at the right time to the right governmental organisations.
  • Assisting clients with maintaining their compliance requirements and meeting threshold conditions.
  • Applying for compliance certification on behalf of the company and clients.
  • Working on multiple projects simultaneously.
  • Developing and executing new compliance policies and procedures as required.
  • Ensuring that all work meets strict financial regulations.
  • Researching various laws, rules, as well as regulations and then interpreting these and writing up detailed actions plans for the company to take.
  • Working to ensure operational risk is identified and addressed.
  • Offering recommendations based on careful research and analysis.
  • Highlighting or escalating areas of concern.
  • Ensuring the accuracy and timely completion of recommendations.
  • Discussing concerns with the appropriate parties.
  • Creating and maintaining a compliance recordkeeping system.
  • Being involved in the recruitment and hiring of new members of staff.
  • Effectively utilizing the latest technology to resolve issues and increase productivity.

JOB TITLE – Start Date – End Date
Employers name – Location

JOB TITLE – Start Date – End Date
Employers name – Location


KEY SKILLS AND COMPETENCIES

Professional

  • Good knowledge of legal procedures.
  • Knowledge of all areas of relevant compliance.
  • Familiarity with process improvement methodology.
  • Tailoring messages appropriately to the audience.
  • Ability to research, analyse and evaluate.
  • Can work well in a distributed, multicultural and fast-paced environment.
  • Self-driven with ability to work independently with minimal supervision.
  • Follow up skills needed to ensure that recommendations have been carried out.
  • Adopting a range of styles, tools and techniques appropriate to the audience and the nature of the information.

Personal

  • Strong attention to detail and inquisitive nature.
  • Prepared to travel nationally and internationally.
  • Ability to work to tight deadlines and remain calm under pressure.
  • A credible presence and strong ability to communicate with senior leaders.

 

AREAS OF EXPERTISE

Compliance auditing
Compliance analysis
Researching regulations
Regulatory processes

 

ACADEMIC QUALIFICATIONS

University name  –  Degree details              Study Dates
College name      –  Qualifications                Study Dates
School name       –  Subjects / Grades          Study Dates

 

REFERENCES

Available on request.

 

 

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