Maxine Corry
Dayjob Limited
The Big Peg
120 Vyse Street
Birmingham B18 6NF
England
T: 0044 123 456 7890
E: info@dayjob.com


PERSONAL SUMMARY

Maxine can keep a company ahead of legislation by ensuring it complies with all its mandatory and voluntary obligations. She has the skills, experience and ability needed to spot possible compliance problems before they become major issues. You can rely on her to develop and write the policies, standards, guidelines, and procedures needed to ensure adherence to the highest established standards and timelines. Her current role is mostly office based, with some visits to companies to meet with management. Through her career she has learnt how to protect a business by reducing its operational risks. Possess the ability to control and deliver a large and small company’s compliance function. Very skilled at examining and interpreting data from different sources. On a personal level she has phenomenal relationship-building skills, with the ability to deal tactfully with people at all levels within an organization. Right now, looking to join a reputable company where she will get to work with likeminded ambitious people.

 

CAREER HISTORY

COMPLIANCE ANALYST – Start Date – Present
Employers name – Location
Responsible for being the main point of contact for giving day-to-day advice to the business on all compliance related issues.

Duties;

  • Ensuring the company’s operations and procedures meet government and industry compliance standards.
  • Navigating an evolving regulatory landscape.
  • Suggesting new leads and trends for potential investigation.
  • Monitoring the Compliance team’s email inbox.
  • Working with the risk and legal teams to ensure all compliance policies are updated.
  • Carrying out risk assessments to identify any areas of concern.
  • Keeping abreast of regulatory change in respect of disclosure rules and requirements and communicating changes as necessary.
  • Examining company accounts to find statistical information.
  • Maintaining a healthy relationship with the regulatory bodies.
  • Looking out for breaches and errors and acting accordingly.
  • Attending educational workshops and reading regulatory bulletins to gather information.
  • Compiling board level presentations.
  • Analysing and interpret information quickly within minutes.
  • Maintaining a good rapport with regulatory personnel by arranging continuing contacts with them.
  • Managing process of deal documentation, legal review, financial administration.
  • Overseeing the creation of due diligence data rooms.
  • Always following best industry practices when executing duties.

JOB TITLE – Start Date – End Date
Employers name – Location

JOB TITLE – Start Date – End Date
Employers name – Location


KEY SKILLS AND COMPETENCIES

Professional

  • Can accurately complete applications to regulatory bodies for compliance certification.
  • Using technology to automate wherever possible and drive better results.
  • Ability to write and communicate in a structured manner.
  • Experience of working within the financial services, derivatives, Fintech and Banking sectors.
  • Well-developed analytical skills including the ability to assimilate complex information and identify key issues.
  • Proficiency in compliance management software.
  • Can effectively manage productive time to attend to both tactical and administrative tasks.
  • A natural talent for evidence-based problem-solving.

Personal

  • Analytical and focused person with excellent attention to detail.
  • Assertive, proactive and highly organised.
  • Willingness and enthusiasm to learn and develop skills.
  • Reliable, resourceful and has a “can-do” attitude.
  • A willingness to ‘muck in’ to achieve results in a team.

 

AREAS OF EXPERTISE

Compliance reporting
Due diligence
Risk analysis
Pension funds
Financial markets

 

ACADEMIC QUALIFICATIONS

University name  –  Degree details              Study Dates
College name      –  Qualifications                Study Dates
School name       –  Subjects / Grades          Study Dates

 

REFERENCES

Available on request.

 

 

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